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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-12 |
| TX | RA | APPROVED | 2023-05-12 |
Branch Locations
2041 Rosecrans Ave Suite 355 [Satellite], El Segundo, CA 90245 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, Na | El Segundo | CA | 09/2009 | 06/2017 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 06/2017 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-28 |
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