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Arthur Currie Gray

Wells Fargo Clearing Services, LLC

Nashville, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-07-15
TX RA APPROVED 2020-07-15
  • TN RA
    APPROVED
    Since 2020-07-15
  • TX RA
    APPROVED
    Since 2020-07-15

Branch Locations

150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 08/2014 07/2020
Bank Of America N.A. Houston TX 10/2014 07/2020
Wells Fargo Clearing Services, Llc Nashville TN 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-28
S63 Uniform Securities Agent State Law Examination 1988-09-27
  • S65 Uniform Investment Adviser Law Examination
    1994-02-28
  • S63 Uniform Securities Agent State Law Examination
    1988-09-27
Other Names
  • Art Gray
  • Arthur C Gray
  • Art Gray
  • Arthur Currie Gray

View on SEC IAPD

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CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN
TRUIST ADVISORY SERVICES, INC. · NASHVILLE, TN

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