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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
IL RA APPROVED 2016-06-13
  • NY RA
    APPROVED
    Since 2021-03-18
  • IL RA
    APPROVED
    Since 2016-06-13

Branch Locations

300 Madison Avenue 29Th Floor, New York, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc New York NY 06/2016 Present
Hightower Securities, Llc New York NY 06/2016 Present
  • 06/2016 → Present
    New York, NY
  • 06/2016 → Present
    Hightower Securities, Llc
    New York, NY
Previous Registrations
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE DISABILTY FUND INVESTMENT RELATED: ADDRESS OF BUSINESS: ALBERTSON, NEW YORK 11507 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 12/13/2011 NUMBER OF HOURS DEVOTED: 5 MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: THE FUND FINANCES SOLUTIONS FOR PEOPLE WITH DISABILITIES AND THEIR FAMILIES. THE FUND PROVIDES CAPITAL AND ADVISORY SERVICES TO ITS CLIENTS. I*36748 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE LOIS BRONZ CHILDREN'S CENTER INVESTMENT RELATED: N ADDRESS OF BUSINESS: 30 MANHATTAN AVENUE, WHITE PLAINS, NEW YORK 10607 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/1/2011 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE CENTER OPERATES DAY CARE FOR UNDERPRIVELEDGED CHILDREN. AS A BOARD MEMBER, I WILL HELP WITH STRATEGY AND FUND RAISING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-25
S63 Uniform Securities Agent State Law Examination 1988-11-10
  • S65 Uniform Investment Adviser Law Examination
    1994-10-25
  • S63 Uniform Securities Agent State Law Examination
    1988-11-10
Other Names
  • Larue Reubel (Jr) Gibson
  • Larue Ruebell Gibson
  • Larue Reubell Gibson

View on SEC IAPD

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