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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-17 |
| CA | RA | APPROVED | 2005-03-28 |
Branch Locations
28202 Cabor Rd Suite 300, Laguna Niguel, CA 92677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | San Francisco | CA | 03/1999 | 10/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2001 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1)INDEPENDENT INSURANCE AGENT, 28202 CABOT ROAD, STE 300, LAGUNA NIGUEL CA, 4/01/2002 SELLING/SERVICING LIFE, HEALTH, LTC, DISABILITY AND FIXED ANNUITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 5/TRADING. 2)UC BERKELEY, 1995 UNIVERSITY AVE STE 200, BERKELEY, CA 94720. BEGAN 9/1/06 AS AN INSTRUCTOR TEACHING COLLEGE-CREDIT INVESTMENT COURSES DEVOTING 3 HRS/WK ALL DURING TRADING. 3-THE ESSENTIAL LIBRARY, 4 EMBARCADERO CTR, 14TH FL, SAN FRANCISCO, CA, 8/2000 AS PUBLISHER. NIR - 5 HR/MO - 0/TRADING. 4-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5)LIFELOCK, 28202 CABOT ROAD, STE 300, LAGUNA NIGUEL, CA, 3/09/2015. OFFER LIFELOCK IDENTITY PROTECTION SERVICE TO CLIENTS. NIR - 1 HR/MO AND 1 HR DURING TRADING HOURS. 6.THE ESSENTIAL LIBRARY, 350 CUMBERLAND ST, SAN FRANCISCO, CA, 8/2000 AS PRINT, ELECTRONIC, AND WEBSITE PUBLISHER. NIR - 5/MO - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-15 |
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