Best Investors Account Sign in

Calvin James Perry

LPl Enterprise, LLC

Raleigh, NC

Charlotte, NC

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

1405 Hillsborough Street Suite 101, Raleigh, NC 27605 • United States

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Raleigh NC 03/2014 08/2017
Tbd - Mortgage/Real Estate Business Raleigh, NC 04/2016 11/2024
Prudential Insurance Company Of America Raleigh NC 08/2017 Present
Pruco Securities, Llc. Raleigh NC 08/2017 11/2024
Lpl Enterprise, Llc Raleigh NC 11/2024 Present
  • 03/2014 → 08/2017
    Allstate Insurance Co
    Raleigh, NC
  • 04/2016 → 11/2024
    Tbd - Mortgage/Real Estate Business
    Raleigh,, NC
  • 08/2017 → Present
    Prudential Insurance Company Of America
    Raleigh, NC
  • 08/2017 → 11/2024
    Pruco Securities, Llc.
    Raleigh, NC
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-13
S63 Uniform Securities Agent State Law Examination 2014-06-30
  • S66 Uniform Combined State Law Examination
    2019-02-13
  • S63 Uniform Securities Agent State Law Examination
    2014-06-30

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor