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Paul Nicholas Winter

Sax Wealth Advisors, LLC

Salt Lake City, UT

Parsippany, NJ

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Current Employers
Sax Wealth Advisors, Llc

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-02
NJ RA APPROVED 2025-11-13
UT RA APPROVED 2025-11-06
  • TX RA
    APPROVED
    Since 2025-12-02
  • NJ RA
    APPROVED
    Since 2025-11-13
  • UT RA
    APPROVED
    Since 2025-11-06

Branch Locations

4505 S. Wasatch Blvd Suite 370, Salt Lake City, UT 84124 • United States

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Five Seasons Financial Planning Llc Slc UT 07/2004 09/2025
Sax Wealth Advisors Parsippany NJ 09/2025 Present
  • 07/2004 → 09/2025
    Five Seasons Financial Planning Llc
    Slc, UT
  • 09/2025 → Present
    Sax Wealth Advisors
    Parsippany, NJ
Previous Registrations
  • 2004-05-14 → 2026-01-05
    Five Seasons Financial Planning Llc
    Slc, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-24
S63 Uniform Securities Agent State Law Examination 1988-10-28
  • S65 Uniform Investment Adviser Law Examination
    2004-03-24
  • S63 Uniform Securities Agent State Law Examination
    1988-10-28
Designations

View on SEC IAPD

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