Kevin Michael Keefe

Current Employers

Employment History

• 05/2014 → 04/2018
  First Allied Securities, Inc.
  San Diego, CA
• 05/2014 → 04/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 05/2018 → 03/2020
  Self Employed
  San Diego, CA
• 04/2020 → 05/2020
  Lpl Financial Llc
  San Diego, CA
• 04/2020 → 05/2020
  Independent Advisor Alliance
  Charlotte, NC
• 05/2020 → 03/2023
  Bank Of New York Mellon
  Los Angeles, CA
• 05/2020 → 03/2023
  Bny Mellon Capital Markets, Llc
  Los Angeles, CA
• 03/2023 → 01/2025
  Realta Equities, Inc.
  Wilmington, DE
• 03/2023 → 01/2025
  Realta Investment Advisors, Inc.
  Wilmington, DE
• 04/2025 → Present
  Independent Financial Group, Llc
  San Diego, CA
• 01/2025 → 04/2025
  Unemplopyed
  San Diego, CA

Previous Registrations

• 2023-04-06 → 2025-02-14
  Realta Investment Advisors, Inc
  San Diego, CA
  San Diego, CA
  Wilmington, DE
• 2020-04-16 → 2020-05-04
  Independent Advisor Alliance, Llc
  San Diego, CA
  Charlotte, NC
  San Diego, CA
• 2020-04-02 → 2020-04-02
  Lpl Financial Llc
  San Diego, CA
  Charlotte, NC
  San Diego, CA
• 2014-05-06 → 2018-04-03
  First Allied Advisory Services, Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

(1) FMT SOLUTIONS; 9450 SW GEMINI DR PMB -BOARD MEMBER; WWW.FMTSOLUTIONS.COM ; .25 HOUR PER WEEK DURING NORMAL TRADING HOURS FMT SOLUTIONS POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 12671 High Bluff Dr, Ste 200, San Diego CA 92130, United States DESCRIPTION: Board Member

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-11-28
• S66 Uniform Combined State Law Examination
  2005-03-21

Designations