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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED | 2023-09-08 |
Branch Locations
8800 Main St, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Williamsville | NY | 07/2016 | 09/2023 |
| Lpl Financial Llc | Williamsville | NY | 09/2023 | Present |
1) 09/01/2023 - Michael Gimlin - Real Estate Rental - NY 14221 - Investment related - Start date: 01/05/2007. 2) 09/01/2023 - michael gimlin inc - Business Entity For Tax/Investment Purposes Only - owner - Non investment related - Start date: 03/01/1998. 3) 09/01/2023 - Michael Gimlin Sr. Payroll - Business Entity For Tax/Investment Purposes Only - owner - ny 14032 - Non investment related - Start date: 8/1/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-05 |
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