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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-04-03
  • MO RA
    APPROVED
    Since 2026-04-03

Branch Locations

11440 Olive Blvd #250, Saint Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc St Louis MO 01/2006 01/2019
Premier Financial Partners, Llc St Louis MO 10/2008 Present
Osaic Wealth St Louis MO 01/2006 04/2026
Independent Financial Group, Llc St. Louis MO 04/2026 Present
  • 01/2006 → 01/2019
    Royal Alliance Associates, Inc
    St Louis, MO
  • 10/2008 → Present
    Premier Financial Partners, Llc
    St Louis, MO
  • 01/2006 → 04/2026
    Osaic Wealth
    St Louis, MO
  • 04/2026 → Present
    St. Louis, MO
Previous Registrations
  • 2009-10-06 → 2026-04-06
    St Louis, MO
    St. Louis, MO
  • 2006-08-16 → 2016-10-27
    Premier Financial Partners, Llc
    St. Louis, MO
  • 2004-05-19 → 2006-01-19
    St. Louis, MO
  • 2004-10-07 → 2005-09-08
    Premier Financial Partners, Llc
    St. Louis, MO
  • 1999-11-24 → 2004-05-25
    Ws Griffith Securities, Inc.
    Creve Coeur, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-12
S63 Uniform Securities Agent State Law Examination 1992-09-24
  • S66 Uniform Combined State Law Examination
    2004-05-12
  • S63 Uniform Securities Agent State Law Examination
    1992-09-24

View on SEC IAPD

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