Michael Glenn Herman

Current Employers

Employment History

• 05/1988 → Present
  Mutual Of Omaha Investor Services
  Lakewood, CO
• 12/2021 → 06/2024
  Securities America, Inc.
  Golden, CO
• 12/2021 → 06/2024
  Securities America Advisors
  Golden, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Golden, CO

Previous Registrations

• 2022-01-10 → 2024-06-14
  Securities America Advisors, Inc.
  Golden, CO
• 2006-01-19 → 2022-02-04
  Mutual Of Omaha Investor Services, Inc.
  Denver, CO
  Lakewood, CO
  Englewood, CO

Other Businesses

1. GOLDEN WEALTH SOLUTIONS, INC. - DBA 165 S. Union St #500, Lakewood, CO 80228 2. FUTURITY FIRST POSITION: licensed agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 12/20/2021 ADDRESS: 17117 Oak Dr. #A, Omaha NE 68130 DESCRIPTION: insurance sales 3. GOLDEN CHAMBER OF COMMERCE/AMBASSADORS POSITION: volunteer/active chamber member NATURE: Chamber membership INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2000 ADDRESS: 1010 Washington Ave #1141, Golden CO 80401 DESCRIPTION: Volunteer with the Golden Chamber Ambassador group to help increase membership within the Golden Chamber and volunteer with events as well. 4. GOLDEN CHAMBER OF COMMERCE BOARD/AMBASSADORS POSITION: volunteer/active chamber member NATURE: Chamber membership Chamber Board member Chamber Ambassador INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2025 ADDRESS: 1010 Washington Ave #1141, Golden CO 80401, United States DESCRIPTION: Volunteer with the Golden Chamber Ambassador group to help increase membership within the Golden Chamber and volunteer with events as well. Became board member in June of 2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-17
• S63 Uniform Securities Agent State Law Examination
  2002-02-05

Other Names

• Mike Herman