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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-05-02 |
| TX | RA | APPROVED_RES | 2024-05-01 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
6 Blackstone Valley Place - Bldg 1 Suite 101, Lincoln, RI 02865 • United States
6 Blackstone Valley Pl Ste 101, Lincoln, RI 02865 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Cranston | RI | 01/1993 | 03/2017 |
| Securities America, Inc | Lincoln | RI | 02/2017 | 04/2024 |
| Securities America Advisors | Lincoln | RI | 02/2017 | 04/2024 |
| Lpl Financial Llc | Lincoln | RI | 05/2024 | Present |
1. 04/17/2024- Lepine Financial Advisors, Inc- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/17/2024- Non-Variable Insurance- RI 02865- Inv Rel- .01 hr per mnth- 1 hr during trading- Start Date 06/01/1988 3. 04/17/2024- Lepine Realty LLC- Real Estate Rental- RI 02865- Inv Rel- Start Date 04/08/2021 4. 04/17/2024- Notary- Inv Rel- RI 02865- 1 hr per mnth- start date 10/09/2012
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-24 |
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