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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-08-31 |
Branch Locations
2340 S River Road, Suite 108, Des Plaines, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Des Plaines | IL | 05/2014 | Present |
| Level Four Advisory Services, Llc | Des Plaines | IL | 05/2014 | 08/2021 |
1. 5/1/2014 - LEVEL FOUR INSURANCE SERVICES, LLC - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 25% - LINES OFFERED: TERM, WHOLE, DI, HEALTH, FIXED. 2. 07/02/2024 - CMDS INSURANCE BROKERAGE - Insurance Agency - Owner - Investment Related - At Reported Business Location(s) - Start Date 05/22/2024 - 15 Hours Per Month/ 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-12 |
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