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Gregg Edward Vann

LPl Financial LLC

Naperville, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-30
  • IL RA
    APPROVED
    Since 2018-11-30

Branch Locations

221 W Jefferson Ave Suite 1E, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James T. Borello & Co. East Dundee IL 01/2011 11/2018
Lpl Financial Llc Naperville IL 11/2018 Present
Previous Registrations
Other Businesses

1) 04/07/2022 - Admiral Advisory Group - Not Investment Related - Tax Prep/Accounting/CPA - Start Date - 11/2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-02
  • S66 Uniform Combined State Law Examination
    2009-12-02

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Naperville, IL
ACCESS SOFTEK ADVISORY SERVICES · NAPERVILLE, IL
LPL FINANCIAL LLC · NAPERVILLE, IL
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