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Julie Ann Lynch

Rbc Capital Markets, LLC

Wellesley Hills, MA

Reading, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-01-05
CA RA APPROVED 2019-09-27
  • NH RA
    APPROVED
    Since 2024-01-05
  • CA RA
    APPROVED
    Since 2019-09-27

Branch Locations

57 River Street Suite 102, Wellesley Hills, MA 02481-2050 • United States

Reading, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Andover MA 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-27
S63 Uniform Securities Agent State Law Examination 1988-12-02
  • S65 Uniform Investment Adviser Law Examination
    2006-07-27
  • S63 Uniform Securities Agent State Law Examination
    1988-12-02
Other Names
  • Julie Ann Mullin
  • Julie Ann Mullin

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
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UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
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