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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-30 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
Whitestone, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Whitestone | NY | 12/2015 | 09/2016 |
| Macy's | Manhasset | NY | 10/2016 | 01/2017 |
| Macy'S | Manhasset | NY | 10/2017 | 02/2018 |
| Unemployed | Whitestone | NY | 02/2017 | 09/2017 |
| Axa Advisors, Llc | New York | NY | 12/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2017 | 03/2025 |
| Lpl Enterprise, Llc | New York | NY | 06/2025 | Present |
1. 06/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Whitestone, NY - INV REL - Start Date 06/24/2025 - 160hrs/mth 2. 06/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Whitestone, NY - INV REL - Start Date 06/24/2025 - 160hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 1994-06-08 |
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