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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-05-19 |
| LA | RA | APPROVED | 2015-01-29 |
Branch Locations
3909 Ambassador Caffrey Pkwy Suite G-1, Lafayette, LA 70503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lafayette | LA | 01/2015 | Present |
1. 10/2/2017 - Shelley Harris Moncrief, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/27/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 10/10/2017 - Standard Investment Advisors, LLC - DBA: Standard Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/29/2015 - 0 Hours Per Month. 3. 11/13/2017 - SIA Investment Services, LLC - DBA: SIA Investment Services - INVESTMENT RELATED - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 1 Hours Per Month /0 Hours During Trading. 4) 08/22/2025 - Shelley Moncrief - Investment Related - Real Estate Rental - Home Based - Start Date:06/09/2016 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-12-01 |
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