Best Investors Account Sign in

Shelley Harris Moncrief

LPl Financial LLC

Lafayette, LA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-19
LA RA APPROVED 2015-01-29
  • TX RA
    APPROVED_RES
    Since 2015-05-19
  • LA RA
    APPROVED
    Since 2015-01-29

Branch Locations

3909 Ambassador Caffrey Pkwy Suite G-1, Lafayette, LA 70503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Lafayette LA 01/2015 Present
Previous Registrations
  • 2015-01-28 → 2015-02-05
    Capital One Advisors, Llc
    Seattle, WA
  • 2010-02-04 → 2015-01-28
    Capital One Financial Advisors Llc
    Melville, NY
  • 2002-11-12 → 2004-09-03
    Capital One Investments, Llc
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Abbeville, LA
Other Businesses

1. 10/2/2017 - Shelley Harris Moncrief, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/27/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 10/10/2017 - Standard Investment Advisors, LLC - DBA: Standard Investment Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/29/2015 - 0 Hours Per Month. 3. 11/13/2017 - SIA Investment Services, LLC - DBA: SIA Investment Services - INVESTMENT RELATED - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 1 Hours Per Month /0 Hours During Trading. 4) 08/22/2025 - Shelley Moncrief - Investment Related - Real Estate Rental - Home Based - Start Date:06/09/2016 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-01
  • S63 Uniform Securities Agent State Law Examination
    1989-12-01
Designations
Other Names
  • Shelley An Moncrief
  • Shelley Ann Moncrief

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lafayette, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor