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Jacqueline Schmidt

Wells Fargo Clearing Services, LLC

Port Jefferson, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-23
NJ RA APPROVED 2020-07-30
  • NY RA
    APPROVED
    Since 2021-07-23
  • NJ RA
    APPROVED
    Since 2020-07-30

Branch Locations

70 N Country Rd Ste 301, Port Jefferson, NY 11777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Garden City NY 12/2014 11/2016
Wells Fargo Clearing Services, Llc Garden City NY 11/2016 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, ALBANY, NY. START: 3/31/17. 2 HOURS/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-08
S63 Uniform Securities Agent State Law Examination 1989-07-31
  • S65 Uniform Investment Adviser Law Examination
    2008-12-08
  • S63 Uniform Securities Agent State Law Examination
    1989-07-31
Other Names
  • Jacqueline Schmidt
  • Jacqueline Schmidt
  • Jacqueline Schmidt
  • Jacqueline Sino
  • Jacqueline Papazissi

View on SEC IAPD

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Other Offices

ST. JAMES INVESTMENT ADVISORS, LLC · PORT JEFFERSON, NY
MORGAN STANLEY · Port Jefferson, NY
KESTRA ADVISORY SERVICES, LLC · Port Jefferson, NY
KESTRA ADVISORY SERVICES, LLC · Pt. Jefferson, NY
RUGGIERO INVESTMENTS · Port Jefferson, NY
LPL FINANCIAL LLC · PORT JEFFERSON, NY
LPL FINANCIAL LLC · PORT JEFFERSON, NY
EDWARD JONES · PORT JEFFERSON, NY

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