Stephen Joseph Anglim

Port Jefferson, NY

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-06
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2020-04-08
CT	RA	APPROVED	2018-11-16

FL RA
APPROVED

Since 2022-01-06
NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2020-04-08
CT RA
APPROVED

Since 2018-11-16

Branch Locations

414 Main Street Suite 101, Port Jefferson, NY 11777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Port Jefferson	NY	09/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

09/2010 → Present

Morgan Stanley Smith Barney

Port Jefferson, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-16
S63	Uniform Securities Agent State Law Examination	1988-01-11

S66 Uniform Combined State Law Examination

2018-11-16
S63 Uniform Securities Agent State Law Examination

1988-01-11

Other Names

Steve Joseph Anglim

View on SEC IAPD

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