Best Investors Account Sign in
Inactive

John Andrew Spicciatie

St. James Investment Advisors, LLC

Port Jefferson, NY

CRD 7068706

Claim This Profile
Employer firm

St. James Investment Advisors, LLC CRD 283880

$512M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • SUB ADVISER SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
St. James Investment Advisors, Llc

414 Main Street Suite 205, Port Jefferson, NY 11777 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
  • NY RA
    APPROVED
    Since 2021-06-16

Branch Locations

414 Main Street Suite 205, Port Jefferson, NY 11777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. James Investment Advisors, Llc Port Jefferson NY 01/2018 Present
Blackrock, Inc. New York NY 09/2011 08/2017
Retired Nesconset NY 09/2017 12/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-25
  • S65 Uniform Investment Adviser Law Examination
    2020-02-25

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
KESTRA ADVISORY SERVICES, LLC
RUGGIERO INVESTMENTS

Nearby Investors

BRIAN CHRISTOPHER MARK
Jonathan Troy Reid
MATTHEW STEPHEN WYPYSKI

Nearby Offices

MORGAN STANLEY · Port Jefferson, NY
KESTRA ADVISORY SERVICES, LLC · Port Jefferson, NY
KESTRA ADVISORY SERVICES, LLC · Pt. Jefferson, NY

More in Port Jefferson, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor