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Brian Christopher Mark

St. James Investment Advisors, LLC

Port Jefferson, NY

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Current Employers
St. James Investment Advisors, Llc

414 Main Street Suite 205, Port Jefferson, NY 11777 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-21
NY RA APPROVED 2021-06-22
TX RA APPROVED 2016-05-24
  • FL RA
    APPROVED
    Since 2024-05-21
  • NY RA
    APPROVED
    Since 2021-06-22
  • TX RA
    APPROVED
    Since 2016-05-24

Branch Locations

414 Main Street Suite 205, Port Jefferson, NY 11777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. James Investment Company Llp Smithtown NY 03/1999 10/2016
St. James Investment Advisors, Llc Port Jefferson NY 04/2016 Present
Previous Registrations
  • 2003-03-13 → 2016-11-01
    St. James Investment Company, Llc
    Port Jefferson, NY
    Smithtown, NY
    Hauppahuge, NY
  • 2005-03-29 → 2005-12-31
    Liberty St. James
    Smithtown, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-13
  • S65 Uniform Investment Adviser Law Examination
    1999-04-13
Other Names
  • Brian Mark

View on SEC IAPD

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