Emanuel Recardo Lopez

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-16

MN RA
APPROVED

Since 2014-01-16

Branch Locations

3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Rochester	MN	10/2009	Present

10/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Rochester, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-18
S63	Uniform Securities Agent State Law Examination	1988-10-26

S66 Uniform Combined State Law Examination

2004-02-18
S63 Uniform Securities Agent State Law Examination

1988-10-26

Other Names

Manny Lopez

View on SEC IAPD

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