Mark Donald Pankoff

Wellington Shields & Co., LLC

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Current Employers

Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-04
NJ	RA	APPROVED	2018-07-09

NY RA
APPROVED

Since 2021-08-04
NJ RA
APPROVED

Since 2018-07-09

Branch Locations

60 Broad Street 39Th Floor, New York, NY 10004 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc	New York	NY	07/2010	06/2018
Wellington Shields	New York	NY	07/2018	Present

07/2010 → 06/2018

Oppenheimer & Co. Inc

New York, NY
07/2018 → Present

Wellington Shields

New York, NY

Previous Registrations

2011-03-04 → 2018-06-29

Oppenheimer & Co. Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-03-03

S66 Uniform Combined State Law Examination

2011-03-03

View on SEC IAPD

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