James Paul Marquardt

Current Employers

Employment History

• 01/2015 → 04/2025
  Raymond James Financial Services,Inc
  Rochester, MN
• 01/2015 → 04/2025
  Bremer Bank
  Rochester, MN
• 01/2015 → 04/2025
  Raymond James Financial Services Advisors Inc.
  Rochester, MN
• 05/2018 → 04/2025
  Bremer Investments
  Rochester, MN
• 04/2019 → 04/2025
  Trimarq, Llc
  Dodge Center, MN
• 05/2018 → 04/2025
  Victor C And Bettye L Marquardt Irrevocable Trust
  Dodge Center, MN
• 04/2025 → Present
  Rbc Capital Markets, Llc
  Rochester, MN

Previous Registrations

• 2015-01-27 → 2025-04-23
  Raymond James Financial Services Advisors, Inc
  Rochester, MN
• 2014-01-21 → 2015-01-27
  Lpl Financial Llc
  Rochester, MN
  Houston, MN
  Rochester, MN
  Rochester, MN
  Stewartville, MN
  Eyota, MN
  Charles, MN
  Rollingstone, MN
  Kasson, MN
  Rochester, MN
  Winona, MN
  Rochester, MN

Other Businesses

(1)Name of Business: Bremer Bank Address: 45 28th St SE, Rochester, MN, 55904, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/26/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor (2)Name of Business: Bremer Investments Address: 45 28th St SE, Rochester, MN, 55904, United States Activity Type: Support Company - Non Owner Associate Position/Title: Other Investment Related: No Start Date: 05/17/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: The Division of the previously approved Bank OBA, operating as a financial advisor for Bremer. (3)Name of Business: Marquardt, Jim and Susan Address: 17752 620th St , Dodge Center, MN, 55927, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/17/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for life insurance irrevocable trust for my parents. Review 3 life policies annually, Pay premiums, process deposit of annual gift, send Crummey notices annually to 3 beneficiaries, including myself. (4)Name of Business: Trimarq, LLC Address: 17752 620th St, Dodge Center, MN, 55927, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5) NAME OF ENTITY: Trimarq, LLC ADDRESS: 17752 620th St, Dodge Center, MN, 55927 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01/05/2013 CAPACITY: Manager DUTIES: Manager of family farm owned by LLC. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (6) NAME OF ENTITY: Dodge Center Housing and Redevelopment Authority ADDRESS: 111 2nd St SW, Dodge Center, MN, 55927 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government Institution START DATE: 01/05/1999 CAPACITY: Board of Directors DUTIES: Member of 5 person board HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (7) NAME OF ENTITY: Grace Lutheran Church ADDRESS: 414 Central Ave N Dodge Center MN 55927 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01/05/2024 CAPACITY: Board of Directors DUTIES: Member of 4 person board making decisions about the physical property of the church, maintenance and upkeep. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-08-03

Designations

Other Names

• Jim Marquardt