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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-03-08 |
Branch Locations
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D & D Closing Svc Llc | Branford | CT | 03/2008 | Present |
| Citigroup Global Markets | Stamford | CT | 09/2010 | Present |
| Prudential Connecticut Reality | Branford | CT | 03/2010 | Present |
Rental Property - Ansonia, CT; Investment-related; Affiliation started 12/2018; Title: Guarantor; Duties: Help husband manage the property; No time is devoted during securities trading hours; 2 hours are devoted each month outside of securities trading hours. ///// Connecticut Referral Group LLC; Not investment-related; Branford, CT; Affiliation started March or May 2009; Agent; No active duties - just maintaining real estate LIC; No hours except continuing education. //// D&D Closing Service LLC; Notary and Real Estate Management; Non-Investment Related; Bridgeport, CT; Start Date: 12/20/2018; Title: Partner; Duties: Hire Maintenance, Collect Rent, and Notarize when needed; 0 hours devoted to the outside business each month during securities trading hours; 2 hours devoted to the outside business each month outside of securities trading hours. ///// Author; Not Investment-related; Nature: Self-Publishing; Bridgeport, CT; Started: 7/8/2023; Title: Author; Duties: One book will consist of tools required for the Christian walk/practice inclusive of "Seven Reasons to Pray" and the other book will be "Seven Reasons to Pray"; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-01 |
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