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Jon Christopher Lam

Newbury Capital Management, LLC

South Pasadena, CA

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Current Employers
Newbury Capital Management, Llc

812 Fremont Ave. Suite 101, South Pasadena, CA 91030 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-12
CA RA APPROVED 2009-07-01
  • TX RA
    APPROVED_RES
    Since 2014-02-12
  • CA RA
    APPROVED
    Since 2009-07-01

Branch Locations

812 Fremont Ave. Suite 101, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbury Capital Management, Llc Pasadena CA 07/2009 Present
Previous Registrations
  • 2008-12-10 → 2009-07-07
    Hilltop Securities Inc.
    Sherman Oaks, CA
  • 1997-04-02 → 2009-07-06
    Tower Asset Management Llc
    Beverly Hills, CA
  • 2004-02-06 → 2009-04-07
    M.L. Stern & Co., Llc.
    Beverly Hills, CA
    Beverly Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-09-07
  • S63 Uniform Securities Agent State Law Examination
    1988-09-07

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · SOUTH PASADENA, CA
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LPL FINANCIAL LLC · SOUTH PASADENA, CA
GREENLAKE ASSET MANAGEMENT LLC · SOUTH PASADENA, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTH PASADENA, CA
J.P. MORGAN SECURITIES LLC · SOUTH PASADENA, CA
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