Roger Edward Hellenbrand

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2017-03-09

WI RA
APPROVED

Since 2017-03-09

Branch Locations

951 Kimball Ln Suite 220, Verona, WI 53593 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Investments, Inc.	Madison	WI	02/1997	Present
Hart & Associates	Madison	WI	08/2002	Present
Triangle Investments, Insurance & Taxes	Madison	WI	02/1997	Present

02/1997 → Present

Harbour Investments, Inc.

Madison, WI
08/2002 → Present

Hart & Associates

Madison, WI
02/1997 → Present

Triangle Investments, Insurance & Taxes

Madison, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Triangle Investments, Insurance & Taxes - DBA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-27
S63	Uniform Securities Agent State Law Examination	1988-08-24

S65 Uniform Investment Adviser Law Examination

2017-02-27
S63 Uniform Securities Agent State Law Examination

1988-08-24

View on SEC IAPD

Current Employers

Harbour Investments, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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