Scott David Biermann

Current Employers

Employment History

• 07/2013 → 11/2017
  First Heartland Capital
  Lake St Louis, MO
• 11/2017 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 11/2017 → Present
  Mutual Advisors, Llc.
  Omaha, NE

Previous Registrations

• 2013-07-18 → 2017-11-17
  First Heartland Consultants, Inc.
  Clayton, MO
  Clayton, MO

Other Businesses

1. Biermann Family Farms LLC, Start Date: 01/01/2009, 7707 Shirley Dr., Clayton MO 63105, LLC, Managing Member and Sole Owner, Farming and Investment, Not Investment Related, 10 hours per month, 0 hours per day during trading hours. 2. Friends of Kids With Cancer, Start Date: 01/01/2020, 16 Sunned Dr., Ste. 161, St. Louis, MO 63143, 501C, Non Profit, General Board Member, Recently resigned (1/1/2023) as President, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 3. Insurance Agent and Broker, Start Date: 01/01/1988, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Sole Proprietor, Insurance Agent, Sale of Life, Long Term Care and Health Insurance, Non Investment Related, 4 Hours Per Month, 4 Hours Per Day During Trading Hours. 4. Trust Agreement For the Scott Family First Irrevocable Trust, Start Date: 06/01/2020, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, Irrevocable Trust, Trustee of Family Irrevocable Trust, Trustee, Send out Semi Annual crummy letters, pay premiums, Investment Related, .5 Hours per month, 0 Hours per day during trading hours. 5. First In Line, LLC., Start Date: 12/18/2020, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, the LLC is located in MO but the property is located at 412 W Pacific, #1, Telluride, CO 81435, Real Estate Rental, Member, Investor in Real Estate Single Family Home located in Telluride CO, transfer title to LLC after closing, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 6. Biermann & Co. LLC., Start Date: 01/01/2023, 165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC taxed as S Corp, Legal entity set up so we can merge advisory firms with The Capital Group, RIA related business with Mutual Advisors/Securities, Sole Managing Member, LLC set up as administrative function to run my personal advisory business with Mutual Advisors/Securities, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 7. Hawthorne Capital Wealth Advisors, Start Date: 10/07/2022,165 North Meramec Ave., Suite 430, Clayton, MO 63105, LLC, Renting office space and sharing office expenses, Managing Principal, Renting office space and sharing office expenses, Not Investment Related, 1 Hour per month, less than 1 Hour per day during trading hours. 8. Cameo Condominium Association, Start Date: 02/01/2023, 7707 Shirley Dr., Clayton, MO 63105, Condo Association, Administrative Operations, Treasurer, Paying bills, collecting home owners monthly dues and assessments, Not Investment Related, 4 Hours per month, 0 Hours per day during trading hours. 9. JPB Encore, LLC., Start Date: 05/15/2024, 222 S. Central, Ste. 305, Clayton, MO 63105, LLC, Real Estate Acquisition & Management, Passive Investor, No duties, passive investor in Apartment Complex Encore St. Louis, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 10. Sarah Clayton Property Owner, LLC., Start Date: 02/01/2026, 222 S. Central Ave., Ste. 305, Clayton, MO 63105, LLC, Real Estate Development, Passive Investor $250,000 Investment, No duties, Passive Investment in local St. Louis Apartment Complex, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 11. Mehlman Family Development - 61 Topton, LLC., Start Date: 04/01/2026, 34 N. Brentwood Blvd., Ste. 209, Clayton, MO 63105, LLC, Real Estate Development Project - Condo Development, Investor/Lender in project $250,000, Passive Investor - No Involvement, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-16
• S63 Uniform Securities Agent State Law Examination
  1988-09-16