David P Lambert

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 09/2023
  First Republic Investment Management
  Boston, MA
• 04/2013 → 09/2023
  First Republic Securities Company, Llc
  Boston, MA
• 09/2023 → 10/2025
  Jp Morgan Securities Llc
  Boston, MA
• 06/2023 → 10/2025
  Jpmorgan Chase Bank, Na.
  Boston, MA
• 10/2025 → Present
  Rbc Capital Markets, Llc
  New York, NY
• 11/2025 → Present
  City National Bank
  New York, NY

Previous Registrations

• 2024-01-26 → 2025-10-28
  J.P. Morgan Securities Llc
  Boston, MA
  Boston, MA
  Boston, MA
  Los Angeles, CA
• 2015-07-21 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
  San Francisco, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-19
• S63 Uniform Securities Agent State Law Examination
  2014-05-10

Other Names

• Dave Lambert
• David Paul Lambert