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5050 Poplar Avenue Suite 2020, Memphis, TN 38157 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-15 |
| TN | RA | APPROVED | 2009-10-02 |
Branch Locations
5050 Poplar Avenue Suite 2020, Memphis, TN 38157 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commerce Advisors, Llc | Memphis | TN | 09/2009 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2013 | Present |
1) EMPLOYEE OF COMMERCE ADVISORS, LLC, A REGISTERED INVESTMENT ADVISOR AND RELATED. FEE BASED ASSET MANAGEMENT. SECURITIES RELATED. FULL TIME. 40 HOURS PER WEEK. 2) COMMERCE HOLDINGS, LLC. NOT INVESTMENT-RELATED. AT REGISTERED LOCATION. HOLDING COMPANY. OWNER. START: 7/2020. 45 HRS/MONTH; ALL DURING TRADING HOURS. HOLDING COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-19 |
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