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Paul Cheng Fa Lu

Wells Fargo Clearing Services, LLC

Newark, DE

Greenville, DE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-21
DE RA APPROVED 2009-03-19
  • TX RA
    APPROVED
    Since 2017-04-21
  • DE RA
    APPROVED
    Since 2009-03-19

Branch Locations

131 Continental Drive Ste 102 Christiana Executive Campus, Newark, DE 19713 • United States

Greenville, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenville DE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenville DE 11/2016 Present
Other Businesses

POA FOR SISTER, INVESTMENT RELATED, TAIPEI TAIWAN, FAMILY MEMBER, BEGAN 8/28/2007, 1 HOUR/MONTH, DURING BUSINESS HOURS FOR ACCOUNT TRADING. POA FOR DAUGHTER, INVESTMENT RELATED, GREENVILLE DE, FAMILY MEMBER, BEGAN 6/2008, .5 HOUR/MONTH, DURING BUSINESS HOURS FOR ACCOUNT TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-11
S63 Uniform Securities Agent State Law Examination 1988-09-06
  • S65 Uniform Investment Adviser Law Examination
    1994-04-11
  • S63 Uniform Securities Agent State Law Examination
    1988-09-06
Other Names
  • Paul Lu Lu
  • Paul Chengfa
  • Lu Chengfa
  • Chengfa Lu

View on SEC IAPD

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NJM VENCAP LLC
RIVER FAMILY ADVISORS LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

More in Newark, DE

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