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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
NC RA APPROVED 2023-09-27
NJ RA APPROVED 2023-01-31
NY RA APPROVED 2021-10-26
CA RA APPROVED 2006-10-13
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • NC RA
    APPROVED
    Since 2023-09-27
  • NJ RA
    APPROVED
    Since 2023-01-31
  • NY RA
    APPROVED
    Since 2021-10-26
  • CA RA
    APPROVED
    Since 2006-10-13

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Ramsey, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 10/2006 Present
  • 10/2006 → Present
    Ubs Financial Services
    New York, NY
Previous Registrations
Other Businesses

CAMPSGAW SKI AREA 200 CAMPGAW ROAD MAHWAH, NJ07430, SKI COACH/INSTRUCTOR, 16 HOURS PER MONTH, COMPENSATIN 600. EFF: 1-10-09. Cyprus932 LLCNew YorkUnited States,PartnershipReal EstateInvestment propertyActivePartnerVisit properties to make sure they are properly maintained, Start date6/25/2025, investment Yes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-15
S63 Uniform Securities Agent State Law Examination 1988-09-08
  • S65 Uniform Investment Adviser Law Examination
    1992-12-15
  • S63 Uniform Securities Agent State Law Examination
    1988-09-08

View on SEC IAPD

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