Roxann Geraldine Romano

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Morgan Stanley
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2005-07-08 → 2013-03-11
  Ubs Financial Services Inc.
  New York, NY
  New York, NY

Other Businesses

1. Angels on the Bay; Investment related No; Floral Park, NY; Fundraising for kids; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2000; During business hours: 0; After business hours: 2; Help to organize and execute our fund raising event. 2. *495599 - Romano Investments; Investment related - Yes; Brookville, New York; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 1; Administrative, Accounting/Bookkeeping, Investment Decisions/Advice 3. *564409 - Hudson Street LLC ; Investment related - Yes ; Brookville, New York ; Real Estate ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 8/2023 ; During business hours : 0 ; After business hours : 1 ; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-30
• S63 Uniform Securities Agent State Law Examination
  1989-01-06

Other Names

• Roxann Geraldine Davanzo