Robert Francis Schnell

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → Present
  Citigroup Global Markets Inc.
  New York, NY
• 06/2009 → Present
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Other Businesses

1. NYC OFFICE OF EMERGENCY MANAGEMENT; MEMBER OF COMMUNITY BOARD 6 (QUEENS) CERT TEAM; FOREST HILL, NY; 06/2010** 2. FEDERAL BUREAU OF INVESTIGATION INFRAGARD; LOCAL EFFORT TO GAIN SUPPORT FROM THE INFORMATION TECHNOLOGY INDUSTRY AND ACADEMIA FOR THE FBI'S INVESTIGATIVE EFFORTS IN THE CYBER ARENA; FOREST HILL, NY; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 01/2008 3. GOVERNMENT/MUNICIPALITY/POLITICAL; NYSE HEARING BOARD; BOARD MEMBER; DURING BUSINESS HOURS 0 AFTER BUSINESS HOURS 5; AS OF 06/2014. 4. 322399 - NYSE American MKT Hearing Board; Investment Related - No; New York, New York; Investment/Finance/Banking; Hearing Board Panelist (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2017; During Business Hours: 2; After Business Hours: 0; Hearing Board Panelist. 5. NYSE; Investment related:No; New York City, New York; Securities; NYSE MKT Acceptability Hearing Board Panelist(proprietor, partner, officer, director, employee, trustee, agent); Jun 2017; During business hours: 0; After business hours: 0; Serving as and Acceptability Panelist involves NYSE MKT LLC (NYSE MKT or the Exchange) rules governing investigations, discipline of member organizations and covered persons,1sanctions, cease and desist authority, and other procedural rules that are modeled on the rules of the Exchange's affiliate, New York Stock Exchange LLC (NYSE), as well as those of the Financial Industry Regulatory Authority, Inc. (FINRA) for market acceptability. 6. FINRA; Investment related: No; Washington, D.C; FINRA Hearing Panel; Hearing Panel(proprietor, partner, officer, director, employee, trustee, agent); Feb 2018; During business hours: 3; After business hours: 2; Serving on the FINRA Hearing Panel

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-18
• S63 Uniform Securities Agent State Law Examination
  1988-07-27