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Christine Elizabeth Henry

Rbc Capital Markets, LLC

Boca Raton, FL

Jericho, NY

Boynton Beach, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
TX RA APPROVED_RES 2020-03-14
FL RA APPROVED 2020-03-10
  • NY RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • FL RA
    APPROVED
    Since 2020-03-10

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 05/2011 11/2018
Ameriprise Financial Services, Inc. Melville NY 11/2018 08/2019
Rbc Capital Markets, Llc. Jericho NY 08/2019 Present
  • 05/2011 → 11/2018
    Stifel Nicolaus & Co Inc
    New York, NY
  • 11/2018 → 08/2019
    Ameriprise Financial Services, Inc.
    Melville, NY
  • 08/2019 → Present
    Rbc Capital Markets, Llc.
    Jericho, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-07
S63 Uniform Securities Agent State Law Examination 1992-06-08
  • S66 Uniform Combined State Law Examination
    2020-03-07
  • S63 Uniform Securities Agent State Law Examination
    1992-06-08
Other Names
  • Christine Elizabeth Adams
  • Christine Elizabeth Adamshenry

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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