Thomas Whitney Vogelheim

Employer firm

Fiduciary Financial Group, LLC CRD 285681

$1.12B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1992 → Present
  Efs Associates
  San Rafael, CA
• 01/1997 → 12/2020
  Nelson & Vogelheim, Llp
  San Rafael, CA
• 01/2000 → Present
  Cooper & Vogelheim Llp
  San Rafael, CA
• 08/2020 → Present
  Fiduciary Financial Group, Llc
  San Rafael, CA
• 01/2000 → 01/2021
  Nelson, Vogelheim & Phillips, Llp
  San Rafael, CA
• 01/2021 → Present
  Ffg Law, A Professional Corporation
  San Rafael, CA
• 01/2001 → Present
  Numi, Inc.
  Oakland, CA

Previous Registrations

• 2018-01-18 → 2024-01-05
  Efs Associates
  San Rafael, CA
• 1996-05-02 → 2009-04-14
  Efs Associates
  San Francisco, CA
• 1996-05-02 → 1995-10-02
  Efs Associates
  San Francisco, CA

Other Businesses

FFG Law, A Professional Corporation; not investment related; sole Shareholder; Law Firm; start date 01/2021; San Rafael, CA; approximately 15% of his time is spent in this activity Cooper & Vogelheim, LLP (previously Nelson, Vogelheim & Phillips, LLC); not investment related; Owner and Partner; CPA firm; start date 01/2000; San Rafael, CA; approximately 35% of his time is spent in this activity. EFS Associates; inv rel; Principal/IAR; start 01/1992; San Rafael, CA; approx 5% of time.

Other Names

• Tom Vogelheim