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1101 Fifth Avenue Suite 305, San Rafael, CA 94901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED_RES | 2022-06-27 |
Branch Locations
1101 Fifth Avenue Suite 305, San Rafael, CA 94901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Efs Associates | San Rafael | CA | 01/1992 | Present |
| Nelson & Vogelheim, Llp | San Rafael | CA | 01/1997 | 12/2020 |
| Cooper & Vogelheim Llp | San Rafael | CA | 01/2000 | Present |
| Fiduciary Financial Group, Llc | San Rafael | CA | 08/2020 | Present |
| Nelson, Vogelheim & Phillips, Llp | San Rafael | CA | 01/2000 | 01/2021 |
| Ffg Law, A Professional Corporation | San Rafael | CA | 01/2021 | Present |
| Numi, Inc. | Oakland | CA | 01/2001 | Present |
FFG Law, A Professional Corporation; not investment related; sole Shareholder; Law Firm; start date 01/2021; San Rafael, CA; approximately 15% of his time is spent in this activity Cooper & Vogelheim, LLP (previously Nelson, Vogelheim & Phillips, LLC); not investment related; Owner and Partner; CPA firm; start date 01/2000; San Rafael, CA; approximately 35% of his time is spent in this activity. EFS Associates; inv rel; Principal/IAR; start 01/1992; San Rafael, CA; approx 5% of time.
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