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Thomas William Farrell

Pinnacle Associates, Ltd.

New York, NY

Whippany, NJ

Withum Wealth Management

Red Bank, NJ

Whippany, NJ

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Current Employers
Pinnacle Associates, Ltd.

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-02-03
  • NJ RA
    APPROVED
    Since 2017-02-03

Branch Locations

286 Madison Avenue 20Th Floor, New York, NY 10017 • United States

200 Jefferson Park 4Th Floor, Whippany, NJ 07981 • United States

Withum Wealth Management

47 Reckless Place, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-04-23
  • NJ RA
    APPROVED
    Since 2015-04-23

Branch Locations

47 Reckless Place, Red Bank, NJ 07701 • United States

200 Jefferson Park, 4Th Floor, Whippany, NJ 07981 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pwm Advisory Group, Llc Red Bank NJ 03/2015 Present
Pinnacle Associates, Ltd. New York NY 02/2017 Present
Previous Registrations
  • 2003-11-21 → 2014-09-23
    Regentatlantic
    Chatham, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29
Designations
Other Names
  • Tom Farrell
  • Thomas W Farrell

View on SEC IAPD

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