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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Bedminster, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Bloomfield NJ 08/1987 03/2017
Massmutual Lif Insurance Co Fairfield NJ 07/2016 Present
Mml Investors Services, Llc Fairfield NJ 03/2017 Present
  • 08/1987 → 03/2017
    Metlife Securities Inc.
    Bloomfield, NJ
  • 07/2016 → Present
    Massmutual Lif Insurance Co
    Fairfield, NJ
  • 03/2017 → Present
    Fairfield, NJ
Previous Registrations
  • 2002-05-10 → 2017-03-25
    Msi Financial Services, Inc.
    Flemington, NJ
    Short Hills, NJ
Other Names
  • Rich Hennessy
  • Richard Francis Jr Hennessy

View on SEC IAPD

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