Best Investors Account Sign in

William Joseph Gallegos

Valic Financial Advisors, Inc.

Baton Rouge, LA

Claim This Profile
Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-06-10
MS RA APPROVED 2020-04-13
AZ RA APPROVED 2017-07-14
GA RA APPROVED 2012-12-07
LA RA APPROVED 2012-09-13
VA RA APPROVED 2012-07-10
TX RA APPROVED 2012-04-02
  • AL RA
    APPROVED
    Since 2022-06-10
  • MS RA
    APPROVED
    Since 2020-04-13
  • AZ RA
    APPROVED
    Since 2017-07-14
  • GA RA
    APPROVED
    Since 2012-12-07
  • LA RA
    APPROVED
    Since 2012-09-13
  • VA RA
    APPROVED
    Since 2012-07-10
  • TX RA
    APPROVED
    Since 2012-04-02

Branch Locations

8545 United Plaza Boulevard Suite 220, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stratford Fidelity Minneapolis MN 02/2011 Present
Valic Financial Advisors, Inc. Dallas TX 02/2012 Present
Agia Houston TX 12/2022 Present
  • 02/2011 → Present
    Stratford Fidelity
    Minneapolis, MN
  • 02/2012 → Present
    Valic Financial Advisors, Inc.
    Dallas, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-30
S63 Uniform Securities Agent State Law Examination 2009-04-14
  • S65 Uniform Investment Adviser Law Examination
    2012-03-30
  • S63 Uniform Securities Agent State Law Examination
    2009-04-14
Other Names
  • Bill Gallegos
  • William Joseph Gallegos
  • William Joseph Gallegos

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor