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Mohammed Aater

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Woodland Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-17
TX RA APPROVED_RES 2011-05-05
  • CA RA
    APPROVED
    Since 2017-11-17
  • TX RA
    APPROVED_RES
    Since 2011-05-05

Branch Locations

21215 Burbank Blvd, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2011 Present
Bank Of America, N.A. Pennington NJ 05/2011 Present
Previous Registrations
  • 2009-07-07 → 2011-02-07
    Td Ameritrade, Inc.
    Pittsburgh, PA
  • 2009-07-07 → 2011-02-07
    Td Ameritrade Investment Management, Llc
    Pittsburgh, PA
  • 2007-05-10 → 2009-02-11
    Strategic Advisers Llc
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-30
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2007-04-30
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26
Other Names
  • Aater Aater
  • Arthur Arthur
  • Mohammed Ahmad Aater
  • Arthur Aater

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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