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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
| UT | RA | APPROVED | 2019-10-17 |
Branch Locations
299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland Hills | CA | 06/2009 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 10/2019 | Present |
1. RENTAL PROPERTY; INV RELATED; SANDY, UT; 100% ; START 11/1/2020; 0HRSPM, 0HRS DURING TRADING. 2. RENTAL PROPERTY; INV RELATED; GARDEN CITY, UT; 100% ; START 12/2/2020; 0HRSPM, 0HRS DURING TRADING. 3. RENTAL PROPERTY; INV RELATED; OREM, UT; 100% ; START 12/2/2020; 0HRSPM, 0HRS DURING TRADING. 4. RENTAL PROPERTY; INV RELATED; POCATELLO, ID; 100% ; START 12/2/2020; 0HRSPM, 0HRS DURING TRADING. 5. RENTAL PROPERTY; INV RELATED; POCATELLO, ID; 100% ; START 12/2/2020; 0HRSPM, 0HRS DURING TRADING. 6. RENTAL PROPERTY; INV RELATED; POCATELLO, ID; 100% ; START 12/2/2020; 0HRSPM, 0HRS DURING TRADING. 7. RENTAL PROPERTY; INV RELATED; POCATELLO, ID; 100% ; START 1/18/2021; 0HRSPM, 0HRS DURING TRADING. 8. RENTAL PROPERTY; INV RELATED; POCATELLO, ID; 100% ; START 12/18/2020; 0HRSPM, 0HRS DURING TRADING. 9. RENTAL PROPERTY; INV RELATED; SPOKANE, WA; 100% ; START 12/15/2020; 0HRSPM, 0HRS DURING TRADING. 10. RENTAL PROPERTY; INV RELATED; GARDEN CITY, UT; 100% ; START 1/4/2021; 0HRSPM, 0HRS DURING TRADING. 11. RENTAL PROPERTY; INV RELATED; CHUBBUCK, ID; 100% ; START 2/1/2021; 0HRSPM, 0HRS DURING TRADING. 12. RENTAL PROPERTY; INV RELATED; CHUBBUCK, ID; 100% ; START 2/8/2021; 0HRSPM, 0HRS DURING TRADING. 13. RENTAL PROPERTY; INV RELATED; CHUBBUCK, ID; 100% ; START 4/15/2021; 0HRSPM, 0HRS DURING TRADING. 14. RENTAL PROPERTY, INV RELATED, CHUBBUCK, ID, 100% , START 5/5/2021, 0HRSPM, 0HRS DURING TRADING. 15. RENTAL PROPERTY, INV RELATED, CHUBBUCK, ID, 33% , START 5/17/2021, 0HRSPM, 0HRS DURING TRADING. 16. RENTAL PROPERTY, INV RELATED, SHELLEY, ID, 67% , START 5/17/2021, 0HRSPM, 0HRS DURING TRADING. 17. SPARKLES ENTERPRISES LLC, INV RELATED, BOUNTIFUL, UT, 100% WITH SPOUSE, START 12/14/2020, 0HRSPM, 0HRS DURING TRADING, HOLDS RENTAL PROPERTY. 18. RENTAL PROPERTY, INV RELATED, CHUBBUCK, ID, 100% WITH SPOUSE, START 4/15/2022, 0HRSPM, 0HRS DURING TRADING, OWNER. 19. RENTAL PROPERTY, INV RELATED, REXBURG, ID, 100% WITH SPOUSE, START 4/18/2022, 0HRSPM, 0HRS DURING TRADING, OWNER. 20. RENTAL PROPERTY; INV. RELATED; PANAMA CITY BEACH,FL; 100% ; START DATE 09/01/2022; NUMBER OF HRSPM 0; NUMBER OF HRS DURING TRADING 0; OWNER. 21. RENTAL PROPERTY; INV. RELATED; KAYSVILLE, UT; 100% ; START DATE 11/8/2023; 0 HRSPM; 0 HRS DURING TRADING. 22. RENTAL PROPERTY; INV. RELATED; POCATELLO, UT; 100% ; START DATE 11/13/2023; 0 HRSPM; 0 HRS DURING TRADING. 23. RENTAL PROPERTY, INV RELATED, POMPANO, FL, 100% , START DATE 5/21/2024, 0 HRSPM, 0 HRS DURING TRADING, OWNER. 24. RENTAL PROPERTY (2507); INV RELATED; HEBER CITY, UT; 100% ; 06/2025; 1 HRPM; 0 DURING TRADING; RENTAL PROPERTY | 25. RENTAL PROPERTY (2525); INV RELATED; HEBER CITY, UT; 100% ; 06/2025; 1 HRPM; 0 DURING TRADING; RENTAL PROPERTY | 26. RENTAL PROPERTY (3554); INV RELATED; EDEN, UT; 100% ; 05/2025; 1 HRPM; 0 DURING TRADING; RENTAL PROPERTY | 27. RENTAL PROPERTY - 10713 FRONT BEACH ROAD; INV RELATED; PANAMA CITY BEACH,FL; RENTAL PROPERTY;50% ;-; START DATE: 07/28/2025; 1 HRSPM; 0 HRS DURING TRADING; 28. PARADISE PROPERTY HOLDINGS LLC ; INV RELATED; PANAMA CITY BEACH,FL; RENTAL PROPERTY;50% ; START DATE: 07/28/2025; 1 HRSPM; 0 HRS DURING TRADING; RENTAL PROPERTY -OCEAN; INV RELATED; POMPANO BEACH ,FL; RENTAL;100% ; START DATE: 02/10/2026; 1 HRSPM; 0 HRS DURING TRADING; RENTAL PROPERTY -1250; INV RELATED; HEBER CITY, UT; RENTAL;50% OWNERSHIP; START DATE: 01/27/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-19 |
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