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Samuel Hopkins Baker

Allen Investment Management, LLC

New York, NY

CRD 1850608

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Employer firm

Allen Investment Management, LLC CRD 124454

$16.9B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Selection of other advisers
  • CUSTOMIZED WEALTH MANAGEMENT SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Allen Investment Management, Llc

711 Fifth Avenue, 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-29
  • NY RA
    APPROVED
    Since 2021-09-29

Branch Locations

711 Fifth Avenue, 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen Investment Management, Llc New York NY 09/2012 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-15
  • S63 Uniform Securities Agent State Law Examination
    1991-08-15

View on SEC IAPD

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