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Timothy Joseph Dawson

Wedbush Securities Inc.

Pasadena, CA

Waukee, IA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-11-18
CA RA APPROVED 2010-02-12
  • IA RA
    APPROVED
    Since 2024-11-18
  • CA RA
    APPROVED
    Since 2010-02-12

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Waukee, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities Denver CO 07/2000 Present
  • 07/2000 → Present
    Wedbush Morgan Securities
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-14
S63 Uniform Securities Agent State Law Examination 1993-10-15
  • S65 Uniform Investment Adviser Law Examination
    2008-06-14
  • S63 Uniform Securities Agent State Law Examination
    1993-10-15

View on SEC IAPD

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