Best Investors Account Sign in
Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-01-14
TX RA APPROVED_RES 2015-01-14
  • CA RA
    APPROVED
    Since 2015-01-14
  • TX RA
    APPROVED_RES
    Since 2015-01-14

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

225 South Lake Ave, Suite 650, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snowden Account Services, Inc. Pasadena CA 05/2014 Present
Snowden Capital Advisors Llc Pasadena CA 05/2014 Present
Previous Registrations
Other Businesses

SNOWDEN CAPITAL ADVISORS LLC; INVESTMENT RELATED; 225 S LAKE AVE, PASADENA, CA 91101; RIA; INVESTMENT ADVISOR; 05/09/2014; 40 HRS/MONTH; 20 HRS DURING TRADING HRS; INVESTMENT ADVISOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-06
S63 Uniform Securities Agent State Law Examination 1988-07-20
  • S65 Uniform Investment Adviser Law Examination
    2005-04-06
  • S63 Uniform Securities Agent State Law Examination
    1988-07-20
Other Names
  • Robert A Hoffman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor