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Murry Meir Shapero

Maxim Financial Advisors LLC

New York, NY

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Current Employers
Maxim Financial Advisors Llc

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-19
  • NY RA
    APPROVED
    Since 2021-08-19

Branch Locations

300 Park Ave 16Th Fl, New York, NY 10022 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Maxim Group Llc Miami FL 06/2004 Present
Maxim Financial Advisors New York NY 09/2020 Present
  • 06/2004 → Present
    Maxim Group Llc
    Miami, FL
  • 09/2020 → Present
    Maxim Financial Advisors
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
S63 Uniform Securities Agent State Law Examination 1988-07-01
  • S66 Uniform Combined State Law Examination
    2020-09-08
  • S63 Uniform Securities Agent State Law Examination
    1988-07-01
Other Names
  • Murry Meir Shapero
  • Moshe Shapero

View on SEC IAPD

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