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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-18 |
| MO | RA | APPROVED | 2019-10-17 |
Branch Locations
190 Carondelet Plz Ste 800, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Clayton | MO | 08/2006 | 10/2019 |
| Wells Fargo Clearing Services Llc | St. Louis | MO | 10/2019 | Present |
TRUSTEE FOR SON'S TRUST, INV RELATED, ST. LOUIS, MO, START: 10/29/2019, 1 HR/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR DAUGTHERS TRUST, INV RELATED, ST. LOUIS, MO, START: 10/29/2019, 1 HR/MONTH, 1 HR DURING TRADING.; POWER OF ATTORNEY FOR MOTHER; INV. RELATED; CLAYTON, MO; START DATE 4/1/2022; 0 HRS PER MONTH / DURING TRADING.; JEWISH COMMUNITY CENTER BOARD OF DIRECTORS, INV RELATED, ST. LOUIS, MO, ASSISTANT TREASURER, START: 5/1/2024, 5 HOURS A MONTH, 0 HOURS DURING TRADING, COMMUNITY CENTER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-01 |
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