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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-25 |
| NV | RA | APPROVED | 2018-10-31 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
2192 Kernwood St., Henderson, NV 89002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/1994 | 10/2018 |
| Lincoln Investment | Henderson | NV | 01/2017 | 10/2018 |
| Planmember Securities Corporation | Carpinteria | CA | 10/2018 | Present |
| Judy Perez (Self Employed) | Henderson | NV | 09/1988 | Present |
1) Judy Perez (self employed-2192 Kernwood St, Henderson, NV 89002; Investment related; Insurance sales & services (California only); Agent; Start date 9/88; 16 hrs/mnth & during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-05-28 |
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