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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-12
VA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2026-06-12
  • VA RA
    APPROVED
    Since 2009-01-02

Branch Locations

3900 Westerre Parkway Suite 201, Henrico, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Henrico VA 01/1999 Present
Raymond James Financial Services Advisors, Inc Henrico VA 01/2009 Present
Union Investment Services Henrico VA 03/1996 05/2019
Union Bank & Trust Henrico VA 09/2012 04/2017
Atlantic Union Bank Glen Allen VA 05/2019 Present
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Henrico, VA
  • 01/2009 → Present
    Henrico, VA
  • 03/1996 → 05/2019
    Union Investment Services
    Henrico, VA
  • 09/2012 → 04/2017
    Union Bank & Trust
    Henrico, VA
  • 05/2019 → Present
    Atlantic Union Bank
    Glen Allen, VA
Other Businesses

(1)Name of Business: Address: 11209 Eastborough ct, Richmond , VA, 23233, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 02/19/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lessor (2)Name of Business: Atlantic Union Financial Consultants,LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Short Pump Cap Address: 4300 Cox rd, Glen Allen, VA, 23233, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: TTEE of my living trust (4)Name of Business: Vaughan Address: 4300 Cox Rd, Glen Allen, VA, 23060-3358, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 10/24/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make investment decisions, trade and allocation decisions (5)Name of Business: Vaughan Address: 4300 Cox Rd, Glen Allen, VA, 23060-3358, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 10/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make investment decisions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-05-23
S63 Uniform Securities Agent State Law Examination 1988-07-27
  • S65 Uniform Investment Adviser Law Examination
    1991-05-23
  • S63 Uniform Securities Agent State Law Examination
    1988-07-27
Other Names
  • Randy Vaughan
  • Randy Vaughan

View on SEC IAPD

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