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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-12 |
| VA | RA | APPROVED | 2009-01-02 |
Branch Locations
3900 Westerre Parkway Suite 201, Henrico, VA 23233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Henrico | VA | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Henrico | VA | 01/2009 | Present |
| Union Investment Services | Henrico | VA | 03/1996 | 05/2019 |
| Union Bank & Trust | Henrico | VA | 09/2012 | 04/2017 |
| Atlantic Union Bank | Glen Allen | VA | 05/2019 | Present |
(1)Name of Business: Address: 11209 Eastborough ct, Richmond , VA, 23233, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 02/19/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lessor (2)Name of Business: Atlantic Union Financial Consultants,LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Short Pump Cap Address: 4300 Cox rd, Glen Allen, VA, 23233, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: TTEE of my living trust (4)Name of Business: Vaughan Address: 4300 Cox Rd, Glen Allen, VA, 23060-3358, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 10/24/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make investment decisions, trade and allocation decisions (5)Name of Business: Vaughan Address: 4300 Cox Rd, Glen Allen, VA, 23060-3358, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 10/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make investment decisions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-27 |
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