John Carol Garrett

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 05/2024
  Capfinancial Securities Llc
  Raleigh, NC
• 10/2003 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2003-10-20 → 2015-04-22
  Capfinancial Securities, Llc.
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
• 2002-10-23 → 2003-10-17
  Wells Fargo Advisors Financial Network, Llc
  Raleigh, NC
• 2001-12-31 → 2002-06-27
  Captrust Financial Advisors, Llc
  Raleigh, NC

Exams

• S66 Uniform Combined State Law Examination
  2000-04-07
• S63 Uniform Securities Agent State Law Examination
  1988-10-21

Other Names

• John Carol (Jr) Garrett