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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-01 |
Branch Locations
2407 North Woodbine Road, St. Joseph, MO 64506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | Present |
| Osaic Wealth, Inc. | St. Joseph | MO | 09/2023 | Present |
1.BROKER INSURANCE PRODUCTS THRU VARIOUS COMPANIES. 2.INSURANCE SALES; HERITAGE INVESTMENT; INVESTMENT RELATED; 2407 N. WOODBINE RD, ST. JOSEPH, MO 65408; AGENT; JANUARY 1988; APPROX. 4 HOURS DURING SECURITIES TRADING HOURS; PROVIDE LIFE AND VARIABLE ANNUITIES TO CLIENTS. 3. WOODBINE PARTNERS LLC POSITION: MEMBER NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2014 ADDRESS: 2407 N WOODBINE, SAINT JOSEPH MO 64506 DESCRIPTION: MANAGE RENTAL PROBERTY 4. MID-AMERICA ANGELS INVESTMENTS, LLC POSITION: investor only NATURE: The nature of the business is a network of investors dedicated to identifying and investing in early stage companies. The structure of the business is LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2016 ADDRESS: 4220 Shawnee Mission Pkwy, Suite 350B, Fairway KS 66205 DESCRIPTION: none 5. INDIVIDUAL (VOLUNTEER) POSITION: Board Member NATURE: 501(c)3 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/12/2024 ADDRESS: MWSU Foundation, 4525 Downs Drive, St Joseph MO 64507, United States DESCRIPTION: Assist in the decisions and direction of the foundation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-27 |
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