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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2000-06-10 |
Branch Locations
15375 Memorial Dr, Houston, TX 77079 • United States
Katy, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 08/1998 | Present |
| Bank Of America, Na | Houston | TX | 01/2010 | Present |
I*406983, Entity Type: Entity For Profit, Name of OBA: CEDAR SPRINGS TRANSPORTATION, LLC, Address: KATY, Texas, 77493, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 06/15/2017, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Collecting lease fees for our deer lease and paying the fee and the monthly expenses which include protien, corn, utilities and a little labor. This is the account that we deposit our deer lease checks into that pays our lease fee to my mom Jeanne Weinman and her husband. I also reimberse her for all utilities, protien, corn and some labor cost.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-08 |
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